About this course
This advanced 5-day course in compliance risk management will refine your understanding of how to align, manage, and implement a compliance vision that supports your firm’s mission with behavioral integrity as the cornerstone.
A long term senior financial services executive who is currently a dean and professor with over 20 years’ experience in compliance and risk, the course instructor combines a range of learning methods to examine:
- the integrative nature of compliance in the overall firm mission and corporate governance structure
- behavioral compliance; the emerging field that focuses on the use of social science concepts in psychology and economics to influence behavior built upon integrity and values
- the appropriate development and use of risk metrics
- the development of a corporate compliance culture and the CCO's challenge in influencing communication and organisational behaviour
- the integrative nature of compliance in the risk spectrum
- the development and management of an end-to-end compliance programme
- today's most pressing compliance and risk challenges such as stressing testing and CCAR
Recent reviews
Just on point. Beyond expectation.
Oluwasegun O17 Aug 23
I really enjoyed this course, it will be most beneficial for our organisation going forward. I believe that we already have the correct compliance foundations in place, but has now given us the tools to further develop our own internal practice and procedures.
Sally C28 Aug 19