Anti-Financial Crime Compliance & Risk Management

Description

This three day training programme has been developed for professionals working in the financial services industry globally and covers:

  • What is Anti-Financial Crime (AFC) compliance?
  • The programme will review financial crimes including bribery and corruption, cybercrime, fraud, market abuse, money laundering, sanctions, terrorist financing, and weapons proliferation
  • Review of the international AFC compliance regime for financial services firms
  • Responsibilities of regulators, firms, senior management and staff
  • Should firms be doing more to combat financial crime?
  • What is your firm’s AFC strategy?
  • What are the financial crime risks in achieving your firm’s commercial ambitions?
  • Role and responsibilities of the AFC Compliance Function
  • Being an AFC Compliance Officer/Money Laundering Reporting Officer (MLRO)
  • Working with senior management, business lines, control functions, and regulators
  • Risk identification, measurement, assessment and management
  • Are you complying?
  • Maintaining policies and procedures, systems and controls: best practices
  • The importance of keeping good records
  • Customer due diligence – do you really know your client?
  • Suspicion reporting – what should you report? – when should you be suspicious?
  • Are human beings your weakest link? Delivering effective training and awareness
  • Challenges of investigations, enforcement and litigation
  • Programme will include many casestudies reviewing lessons to be learnt from enforcement actions, and many typologies.

What you will learn

  • Provide advanced training on AFC compliance requirements
  • Increase awareness and understanding of risk-based AFC compliance best practices
  • Provide practical tools for AFC compliance.

Further information

Euromoney Learning
Provider:
Euromoney Learning
Duration:
3 Days
Locations:
Amsterdam, Barcelona, Dubai, Geneva, Hong Kong, Istanbul, London, Miami, Miami Beach, Florida, Milan, New York, Paris, Paris , Riyadh, Singapore

Contact Information

Euromoney Learning

4 Bouverie Street
London
EC4Y 8AX

Credentials

Locations