The role of the Head of Compliance is highly complex with personal accountability. Written by experienced senior practitioners, this certification provides an engaging and interactive learning experience, supported by practical tools to empower you to deliver the role effectively and to demonstrate your competence to the regulator.
What you will gain
Navigate the role– understand the key responsibilities and unique challenges of this complex senior function (SMF16)
Regulatory policies and frameworks – through practical examples, discover best practice about robust corporate governance and how to embed workable solutions in your business
Stakeholders – enhance your skill set to manage relationships with boards and regulators effectively
Decision-making – gain the tools to build your confidence, make informed decisions, and withstand challenge
Networking - share experiences and insights with fellow Heads of Compliance
What you will learn
This certification covers:
Key responsibilities of a Head of Compliance role
First 90 days
Regulatory policies, procedures and standards
Oversight Framework
Management and influence of business stakeholders
Cultivating a culture of compliance
Building and maintaining effective relationships with regulators
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